Senior Compliance Analyst

Senior Compliance Analyst

Invesco Asset Management (India) Private Limited
Hyderabad / Secunderabad India
4-6 years
Not Specified

Job Description


Job Purpose (Job Summary):
The Senior Compliance Analyst will be part of Core Compliance Operations Team in Hyderabad, part of Global Core Compliance function in the global Compliance department at Invesco. Core Compliance Operations Team manages specific activities for and provides specific services to various global Compliance teams such as Communications Compliance, Global Ethics Office and Global Regulatory Reporting. The Senior Compliance Analyst will support Invesco's corporate mission statement by managing specific activities in Compliance domain. The Senior Compliance Analyst will be responsible to effectively manage specific Compliance related areas. Amongst others, the key responsibility for the Senior Compliance Analyst will be to support Marketing Compliance teams based out of EMEA in managing specific activities in the Marketing Compliance domain.
Key Responsibilities / Duties:
Provided below are illustrative responsibilities/areas of work:
  • Review of materials related to financial promotions for EMEA region, such as standard presentations, bespoke presentations, fact sheets and other financial promotion/marketing related communication being produced for EMEA region.
  • Perform periodic monitoring reviews for marketing materials approved through risk-based review approach.
  • Perform monitoring reviews for RFPs for the EMEA region.
  • Preparation of periodic management reports and analysis for Marketing Compliance teams in EMEA.
  • Prepare and maintain documentation of procedures, process-flows and roles and responsibilities, for the activities being managed from Hyderabad.
  • Maintain, track and report key performance indicators/metrics for Compliance related activities.
  • Maintain highly confidential files with respect to sensitive information.
  • Execute special projects and ad hoc tasks as required.
  • Partner effectively with local and global Compliance team members and other business functions as required. Participate in periodic calls/meetings with the Marketing Compliance teams in EMEA.
  • scalate issues effectively to appropriate levels of management.

Formal Education: (minimum requirement to perform job duties)
MBA or Degree in Commerce/Finance
Working Conditions:
  • Working hours will be from 11.30 AM to 8.30 PM IST. However the schedule may change from time to time based on business, process or project related requirements
  • Shall be open to work flexible hours

Work Experience / Knowledge:
4-6 years of related work experience demonstrating the skills identified; preferably in Marketing Compliance domain in Asset Management industry or a similar Compliance domain or regulatory environment. Knowledge of financial products will be added advantage.
Skills / Other Personal Attributes Required:
  • Good written and verbal communication skills
  • Interpersonal skills necessary to effectively communicate over phone with a variety of individuals across various regions and levels
  • Strong analytical skills and attention to detail
  • Flexible and adaptable attitude with a strong emphasis on compliance with rules and regulations
  • Team player
  • Proficiency on MS Office suite of application

Disclaimer:The above information on this description has been designed to indicate the general nature and level of work performed by employees within this classification. It is not designed to contain or be interpreted as a comprehensive inventory of all duties, responsibilities and qualifications required of employees assigned to this job. Incumbents may be required to perform other duties as deemed appropriate by the supervisor from time to time.

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