Control Monitoring Specialist

Control Monitoring Specialist

Fiserv India Private Limited
Not Specified
Not Specified

Job Description


Responsibilities
This individual will work collaboratively with other members of ERCC team members, Line of Business and corporate support group stakeholders to undertake the following:
Governance / Risk Management
  • Assist the Controls Lead in the preparation of governance packs.
  • Prepare the enterprise risk metrics for governance forums.
  • Support tracking of the outstanding Controls Issues / Management Action Plans & their due dates, and assist in follow up efforts.

Controls & Audit
  • Perform control testing for APAC processes as assigned by the Controls Lead.
  • Assist with closure of audit items for APAC region.
  • Assist in undertaking ABC assessments / KYC of partners and vendors - both at the time of onboarding and on an annual basis.
  • Assist in the process of the Audit activity conducted on Fiserv by Clients.

AML / KYC
  • Perform sample KYC testing of complex merchants across APAC- basic steps such as ordering up to date company searches and comparing to existing data on file requests and follow up to clients to provided updated KYC documents.
  • Follow instructions to clear alerts pertaining to Politically Exposed Persons (PEPs).
  • Assist in conducting Partner Audits by:
    • Perform pre-onboarding checks for Partner's compliance with KYC / AML requirements.
    • Perform KYC testing and screening validation for Partner merchants.

Routine Tasks
Assist the Controls Lead in performing the below tasks:
  • Regulatory calendar monitoring - sending reminders and obtaining confirmation that items due have been completed by relevant stakeholders.
  • BCP/DR sign off of processes assigned to the Regional Control officer.
  • Project management of regulatory requirements under relevant APAC regimes e.g. Singapore.
  • Follow up with associates / their manager for completion of mandatory training.
  • Assist in the preparation of responses for RFP's and Questionnaires based on standard template responses prepared or shared by Regional Control Officers.

Perform other duties and special projects as required.

Job Details

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IT

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