Analyst, Wealth Management Operations

Analyst, Wealth Management Operations

Standard Chartered
Not Specified
Not Specified

Job Description


About Standard Chartered
We are a leading international bank focused on helping people and companies prosper across Asia, Africa and the Middle East.
To us, good performance is about much more than turning a profit. It's about showing how you embody our valued behaviours - do the right thing, better together and never settle - as well as our brand promise, Here for good.
We're committed to promoting equality in the workplace and creating an inclusive and flexible culture - one where everyone can realise their full potential and make a positive contribution to our organisation. This in turn helps us to provide better support to our broad client base.
The Role Responsibilities

  • The Job Holder&rsquos responsibilities extend to manage processing of account opening, modification, closure, transmission & non-individual account documents on daily basis for CCIB/BB/ PvB/Priority segments in addition to IB. These include, but it is not limited to Broking operations, Depository operations and Corporate Fixed Deposit operations.

  • Processing of Account opening & modification forms for Demat & Trading A/c.

  • To ensure error free processing of requests.

  • To ensure that all activities are carried out within the defined turnaround time.

  • Compliance with the KYC standards and rules & regulations of the Company and the Group at all times.

  • To ensure that complaints and enquires are resolved as per defined turnaround time.

  • Verification in KRA/ CKYC.

  • Preparing the documents based on Prohibitory/Attachment orders

  • Basic Computer Knowledge, especially MS-Excel and MS Office.

  • Well versed with current KYC Norms / CDD Procedures/ Regulatory guidelines.

  • Preparation of different types of MIS and reports for internal purpose and Regulatory reporting.

  • Various other KYC & Account Opening related activities.

  • Conversant in demographic changes like change in address, change in bank details or any other such account modification.


Regulatory & Business Conduct

  • Display exemplary conduct and live by the Group&rsquos Values and Code of Conduct.

  • Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.

  • Perform maker role in DP KYC Operations team to achieve the outcomes set out in the Bank&rsquos Conduct Principles: [Fair Outcomes for Clients Effective Financial Markets Financial Crime ComplianceThe Right Environment.]

  • Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.


  • Comply with SEBI, NSDL, CDSL, RBI and all other Regulatory guidelines & requirements at all times


QUALIFICATIONS:

  • GRADUATE & preferably NISM qualified


Apply now to join the Bank for those with big career ambitions.
To view information on our benefits including our flexible working please visit our . We welcome conversations on flexible working.

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