Urgent looking for Compliance Executive (Back Office) with one of the renowned Investment advisory company in Indore Exp: 0.6 Months Educational qualification- Graduate / Postgraduate (Any) Salary: Negotiable ( Best in Industries ) JOB responsibilities: Conduct periodic internal reviews or audits to ensure that compliance procedures are followed. Scheduled reviews of complaints, audits, findings and corrective actions. Disseminate written policies and procedures related to compliance activities. Required Skills: Desired Candidate Profile: • Since compliance team is often associated with operational functions of the organization, excellent communication, and writing skills are generally required. • Strong problem-solving and decision-making skills may prove beneficial as well. • Also, familiarity with basic computer functions is necessary. Mail us at [HIDDEN TEXT] or call us at 0731-6626771 , 7415072668 Or Visit our office for Interview- Address: Ways2Capital (High Brow market Research Investment PVT LTD) Office no: 515-516, Shagun Arcade, Vijaynagar Indore Pin- 452001
Job Description :
To ensure customer service and support all operations. To create customer delight at every interaction.
Interacting with external customers and internal customers and addressing their queries, requests and complaints.
Committed TATs are met consistently
Complaints Management- addressing customer complaints at the branch, system updation, coordination with Sales/HUB/ other functions for resolution.
Refunds processing and dispatch
Undelivered policy documents tracking and management.
Maintenance of all files and registers.
New Business Processing:-
Handling end to end New business processing starting from creation of Client id,Case start up, New business login, Follow up for policy issuance, Quality Check
Follow up with HUB for policy issuance of pending cases