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Keywords / Skills : Sox, Internal audit, Sarbanes oxley, Sarbanes, InternalControl, SoxCompliance

3 - 6 years
Posted: 2018-08-30

Job Description
Job description:
We are looking for Assistant Manager - SOX for one of our clients - which is a British multinational life insurance and financial services company.

Required skills

SOX Responsibilities:

  • To support the annual s404 compliance activity and the delivery of an accurate CFO and CEO s404 attestation
  • Agree the scope of the annual SOX 404 Internal Testing Programme with the SOX Controller
  • Participate in the execution of the annual SOX 404 Internal Testing Programme.
  • Review test results and manage, to resolution, issues arising from the annual SOX 404 Internal Testing Programme.
  • Provide an opinion to senior management on the adequacy of its controls over financial reporting for SOX 404 Compliance.
  • Support the process to ensure sign off of the CFO and CEO.
  • To lead and participate in the preparation and execution of SOX te sting fieldwork within business areas
  • Ensure succinct testing reports are provided for the processes outlined above, communicating the results in clear & concise manner, identifying the salient points and any issues which require further investigation
  • Manage the resolution of process/control issues, ensuring the accurate and timely identification of any issues which require escalation
  • Contribute to debriefs with key senior internal personnel in order to communicate and appraise the results of SOX testing, advising on the process for remediating any control failures
  • Well versed with Auditor Independence requirements set by SEC (US) and FRC (UK)
  • Sarbanes-Oxley / audit experience (especially Asset Management companies / Insurance Companies)
  • Good communication skills (written & verbal) with all levels of the organisation.
  • Self-starter and highly motivated.
  • Strong interpersonal & influencing skills and an ability to work in a team environment.
  • Enthusiastic and energised.
  • Ability to work minimal supervision and deliver to tight deadlines.
  • An advanced knowledge of Microsoft Office application skills. Report writing
  •  Chartered Accountant (Mandatory)
  •  CIA/CISA/FRM qualification is desirable
Experience - 3yrs to 6yrs
Location of Job: Mumbai (This role is likely to involve considerable travel.Around 50% travel to UK)

About Company

Prathmeshwara Consulting Private Limited
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